SFC Licences of LEE Kwok Wing 李國榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 4 24 October 2014 06 March 2017
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 2 24 October 2014 06 March 2017
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 24 October 2014 06 March 2017
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 05 June 2013 29 August 2014
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 19 May 2008 29 August 2014
Itau Asia Securities Limited 億達富亞洲證券有限公司 RE 1 29 November 2006 03 January 2008
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 2 13 March 2006 10 November 2006
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 13 March 2006 10 November 2006
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 24 February 2004 27 February 2006
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 24 February 2004 27 February 2006
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 24 February 2004 27 February 2006
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 24 February 2004
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 24 February 2004
iBest Securities Company Limited RE 1 01 April 2003 24 February 2004
iBest Securities Company Limited RE 9 01 April 2003 24 September 2003
iBest Securities Company Limited RE 4 01 April 2003 24 September 2003
iBest Securities Company Limited RE 6 01 April 2003 24 September 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 24 September 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 24 September 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 24 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 24 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 24 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 24 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 24 September 2003