SFC Licences of CHAN Wing Kwong, Nicholas 陳永江

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Rockpool Capital Limited 摩石資本有限公司	RE	9	22 September 2023
Rockpool Capital Limited 摩石資本有限公司	RE	4	22 September 2023
Rockpool Capital Limited 摩石資本有限公司	RE	1	22 September 2023
RBC Investment Services (Asia) Limited 加皇投資理財有限公司	RE	5	24 January 2022	24 November 2022
RBC Investment Services (Asia) Limited 加皇投資理財有限公司	RE	4	24 January 2022	24 November 2022
RBC Investment Services (Asia) Limited 加皇投資理財有限公司	RE	2	24 January 2022	24 November 2022
RBC Investment Services (Asia) Limited 加皇投資理財有限公司	RE	1	24 January 2022	24 November 2022
StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司	RE	9	09 March 2020	17 October 2021
StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司	RE	4	09 March 2020	17 October 2021
StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司	RE	1	09 March 2020	17 October 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	9	27 July 2011	01 August 2013
Morgan Stanley Hong Kong Securities Limited	RE	2	06 December 2010	01 August 2013
Morgan Stanley Hong Kong Futures Limited	RE	2	09 July 2010	06 December 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	24 May 2006	01 August 2013
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	01 April 2003	25 January 2006
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	9	01 April 2003	14 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	6	01 April 2003	14 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	4	01 April 2003	14 October 2004