SFC Licences of LING Chi Yau, Royce 凌志友
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 10 July 2007 | 31 October 2008 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 31 January 2005 | 31 October 2008 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 | RE | 2 | 01 April 2003 | 31 January 2005 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 | RE | 9 | 01 April 2003 | 31 August 2004 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 | RE | 5 | 01 April 2003 | 31 August 2004 |