SFC Licences of BRADLEY Martin

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 4 24 May 2018
BOCI Securities Limited 中銀國際證券有限公司 RE 1 26 April 2006
HSBC Securities (Asia) Limited RE 1 01 April 2003 27 October 2005
HSBC Securities (Asia) Limited RE 4 01 April 2003 09 December 2003
HSBC Securities (Asia) Limited RE 9 01 April 2003 09 December 2003
HSBC Securities (Asia) Limited RE 6 01 April 2003 09 December 2003