SFC Licences of BRADLEY Martin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 24 May 2018 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 26 April 2006 | |
HSBC Securities (Asia) Limited | RE | 1 | 01 April 2003 | 27 October 2005 |
HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 09 December 2003 |
HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 09 December 2003 |
HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 09 December 2003 |