SFC Licences of SZE Stephen C Kay 施頌基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RAM Investment Advisors Limited 譽信投資管理有限公司 | RE | 4 | 20 February 2018 | 31 May 2018 |
RAM Investment Advisors Limited 譽信投資管理有限公司 | RE | 1 | 20 February 2018 | 31 May 2018 |
RAM Investment Advisors Limited 譽信投資管理有限公司 | RO | 4 | 14 January 2016 | 20 February 2018 |
RAM Investment Advisors Limited 譽信投資管理有限公司 | RO | 1 | 14 January 2016 | 20 February 2018 |
UBS Securities Asia Limited | RE | 1 | 20 April 2007 | 15 May 2014 |