SFC Licences of ASHTON Scott Randall

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Imperia Investment Group Hong Kong Limited RO 9 02 December 2013 07 October 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 08 December 2009 13 August 2012
Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 RE 9 24 October 2008 19 March 2009
Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 RE 4 24 October 2008 19 March 2009
Morgan Stanley Hong Kong Futures Limited RE 7 02 August 2005 19 May 2008
Morgan Stanley Hong Kong Futures Limited RE 2 02 August 2005 19 May 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 01 April 2003 19 May 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 April 2003 19 May 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 01 April 2003 11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 01 April 2003 11 February 2004