SFC Licences of ASHTON Scott Randall
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Imperia Investment Group Hong Kong Limited | RO | 9 | 02 December 2013 | 07 October 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 08 December 2009 | 13 August 2012 |
Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 | RE | 9 | 24 October 2008 | 19 March 2009 |
Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 | RE | 4 | 24 October 2008 | 19 March 2009 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 02 August 2005 | 19 May 2008 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 02 August 2005 | 19 May 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 19 May 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 19 May 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |