SFC Licences of LIU Sum Ching 廖心澄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 14 May 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 18 January 2005 | 14 May 2012 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 18 January 2005 | 06 December 2010 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 24 June 2004 | 07 January 2005 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 4 | 01 April 2003 | 07 January 2005 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 01 April 2003 | 07 January 2005 |
| Deutsche Futures Hong Kong Limited 德意志期貨香港有限公司 | RE | 2 | 01 April 2003 | 24 June 2004 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 01 April 2003 | 08 January 2004 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 9 | 01 April 2003 | 08 January 2004 |