SFC Licences of YEUNG Wai Kin 楊偉堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Shanghai Investment Management (HK) Limited 第一上海投資管理(香港)有限公司 | RO | 9 | 18 March 2015 | |
| First Shanghai Investment Management (HK) Limited 第一上海投資管理(香港)有限公司 | RO | 4 | 18 March 2015 | |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 | RO | 9 | 31 May 2010 | 28 May 2014 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 | RO | 4 | 31 May 2010 | 28 May 2014 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 | RO | 9 | 30 May 2006 | 07 May 2007 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 | RO | 4 | 30 May 2006 | 07 May 2007 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RO | 9 | 01 April 2003 | 14 June 2010 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RO | 7 | 01 April 2003 | 02 September 2003 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RO | 6 | 01 April 2003 | |
| First Shanghai Securities Limited 第一上海證券有限公司 | RO | 1 | 01 April 2003 | |
| First Shanghai Securities Limited 第一上海證券有限公司 | RO | 4 | 01 April 2003 |