SFC Licences of YEUNG Wai Kin 楊偉堅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
First Shanghai Investment Management (HK) Limited 第一上海投資管理(香港)有限公司 RO 9 18 March 2015
First Shanghai Investment Management (HK) Limited 第一上海投資管理(香港)有限公司 RO 4 18 March 2015
First Shanghai Securities Limited 第一上海證券有限公司 RO 6 01 April 2003
First Shanghai Securities Limited 第一上海證券有限公司 RO 4 01 April 2003
First Shanghai Securities Limited 第一上海證券有限公司 RO 1 01 April 2003
China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 RO 9 31 May 2010 28 May 2014
China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 RO 4 31 May 2010 28 May 2014
First Shanghai Securities Limited 第一上海證券有限公司 RO 9 01 April 2003 14 June 2010
China Shenghai Investment Management Limited 中國盛海投資管理有限公司 RO 9 30 May 2006 07 May 2007
China Shenghai Investment Management Limited 中國盛海投資管理有限公司 RO 4 30 May 2006 07 May 2007
First Shanghai Securities Limited 第一上海證券有限公司 RO 7 01 April 2003 02 September 2003