SFC Licences of CHAN Lai Yin 陳麗賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 28 April 2009
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 3 28 April 2009
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 06 April 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 06 April 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 06 April 2009
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RE 4 20 March 2006 01 April 2009
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 03 October 2003 01 April 2009
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 01 April 2003 01 April 2009
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 9 01 April 2003 30 September 2003
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 5 01 April 2003 30 September 2003