SFC Licences of WONG Kwok Keung 汪國強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Quam Securities Limited 華富建業證券有限公司 RE 1 24 August 2021 09 September 2021
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 21 April 2017 31 July 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 23 September 2014 03 September 2016
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 29 August 2011 06 June 2014
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 29 August 2011 06 June 2014
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 7 26 November 2009 27 May 2011
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 01 April 2003 27 May 2011
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 RE 2 01 April 2003 31 October 2005
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 RE 9 01 April 2003 03 February 2004
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 RE 5 01 April 2003 03 February 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 9 01 April 2003 03 February 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 01 April 2003 03 February 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 01 April 2003 03 February 2004