SFC Licences of LAM Yee Yin, Dickson 林貽賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Anlly Asset Management Limited 安立資產管理有限公司 RO 9 03 February 2021
Anlly Asset Management Limited 安立資產管理有限公司 RO 4 03 February 2021
Anlly Asset Management Limited 安立資產管理有限公司 RE 9 14 December 2020 03 February 2021
Anlly Asset Management Limited 安立資產管理有限公司 RE 4 14 December 2020 03 February 2021
BG Capital Management (Asia) Limited 柏治資本管理(亞洲)有限公司 RO 9 22 April 2020 30 November 2020
BG Capital Management (Asia) Limited 柏治資本管理(亞洲)有限公司 RO 4 22 April 2020 30 November 2020
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 RE 6 19 March 2018 07 March 2020
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 RO 9 01 March 2017 07 March 2020
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 RO 4 01 March 2017 07 March 2020
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 RE 1 01 March 2017 07 March 2020
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 RO 9 26 October 2015 28 February 2017
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 RO 4 04 August 2015 28 February 2017
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 RE 1 22 October 2014 28 February 2017
TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 RO 4 30 November 2012 08 November 2013
TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 RO 1 30 November 2012 08 November 2013
TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 RE 4 21 November 2012 30 November 2012
TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 RE 1 21 November 2012 30 November 2012
KB Securities Hong Kong Limited 國民證券香港有限公司 RE 9 01 April 2003 12 November 2012
KB Securities Hong Kong Limited 國民證券香港有限公司 RE 1 01 April 2003 12 November 2012
KB Securities Hong Kong Limited 國民證券香港有限公司 RE 4 01 April 2003 12 November 2012
KB Securities Hong Kong Limited 國民證券香港有限公司 RE 6 01 April 2003 12 November 2012