SFC Licences of TSAI Alfred 蔡亞輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Union Bancaire Privee, UBP SA | 4 | 18 December 2019 | ||
| Union Bancaire Privee, UBP SA | 1 | 18 December 2019 | ||
| Julius Baer (Hong Kong) Limited | RE | 4 | 10 August 2009 | 13 June 2011 |
| Julius Baer (Hong Kong) Limited | RE | 1 | 09 July 2009 | 13 June 2011 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 22 April 2008 | 01 July 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 April 2008 | 01 July 2009 |