SFC Licences of LAM Yuk Chiu 林育超

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kirin Securities Limited 麒麟證券有限公司 RO 4 26 May 2017 31 December 2017
Kirin Securities Limited 麒麟證券有限公司 RO 1 26 May 2017 31 December 2017
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 RO 4 17 May 2016 09 September 2016
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 RO 1 17 May 2016 09 September 2016
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 RE 1 29 March 2016 17 May 2016
China Prospect Securities Limited 中國保盛證券有限公司 RO 1 22 January 2016 29 February 2016
Select Investment Services Limited 弘富投資服務有限公司 RO 4 08 December 2014 30 September 2015
Select Investment Services Limited 弘富投資服務有限公司 RO 1 08 December 2014 30 September 2015
BOA International Securities Limited 亞銀國際證券有限公司 RO 1 04 September 2013 10 November 2014
BOA International Securities Limited 亞銀國際證券有限公司 RE 1 19 August 2013 04 September 2013
Vantage New Generation Securities Limited 新世代證券有限公司 RO 1 03 August 2012 01 August 2013
Arta Global Markets Limited 裕承環球巿場有限公司 RO 1 04 November 2011 23 March 2012
Kaiser Securities Limited 嘉信証券有限公司 RO 1 04 July 2011 16 September 2011
Kaiser Securities Limited 嘉信証券有限公司 RE 1 01 March 2007 04 July 2011
South China Securities Limited 南華證券投資有限公司 RE 1 24 August 2006 07 February 2007