SFC Licences of WU Hok Sau 胡學修

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hong Kong Main Fund Securities Limited 香港萬峰證券有限公司 RO 1 24 April 2023
DT Securities & Futures Co. Limited 大田證券期貨有限公司 RO 2 13 December 2021 19 July 2022
DT Securities & Futures Co. Limited 大田證券期貨有限公司 RO 1 13 December 2021 19 July 2022
DT Securities & Futures Co. Limited 大田證券期貨有限公司 RE 2 07 April 2021 13 December 2021
DT Securities & Futures Co. Limited 大田證券期貨有限公司 RE 1 07 April 2021 13 December 2021
Stockwell Commodities Limited 常匯商品期貨有限公司 RE 2 07 September 2018 23 April 2020
Stockwell Securities Limited 常匯證券有限公司 RE 1 07 September 2018 23 April 2020
Prudential Brokerage Limited 信誠證券有限公司 RE 1 18 February 2013 31 July 2018
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 2 18 February 2013 31 July 2018
Prudential Brokerage Limited 信誠證券有限公司 RE 1 01 April 2003 11 May 2006
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 2 01 April 2003 11 May 2006
Prudential Brokerage Limited 信誠證券有限公司 RE 6 01 April 2003 09 June 2004
Prudential Brokerage Limited 信誠證券有限公司 RE 9 01 April 2003 09 June 2004
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 9 01 April 2003 09 June 2004
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 5 01 April 2003 09 June 2004
Prudential Brokerage Limited 信誠證券有限公司 RE 7 01 April 2003 09 June 2004
Prudential Brokerage Limited 信誠證券有限公司 RE 4 01 April 2003 09 June 2004