SFC Licences of WONG San Kuen 王新娟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RE | 1 | 31 October 2007 | |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | 1 | 15 November 2006 | 31 October 2007 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
RE | 2 | 30 June 2006 | |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RE | 1 | 30 June 2006 | 15 November 2006 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1 | 01 April 2003 | 24 June 2006 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2 | 01 April 2003 | 24 June 2006 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 4, 6, 7, 9 | 01 April 2003 | 24 May 2004 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 5, 7, 9 | 01 April 2003 | 24 May 2004 |