SFC Licences of CHAN Cho Wing 陳祖榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 25 February 2005 30 June 2017
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 25 February 2005 30 June 2017
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 14 September 2004 16 November 2004
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 14 September 2004 16 November 2004
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 9 01 April 2003 25 June 2004
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 5 01 April 2003 25 June 2004
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 01 April 2003 25 June 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 9 01 April 2003 25 June 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 6 01 April 2003 25 June 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 4 01 April 2003 25 June 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 01 April 2003 25 June 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 7 01 April 2003 11 September 2003