SFC Licences of YAN King Tang 甄景騰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Grand China Securities Limited 華業證券有限公司 | RE | 9 | 06 February 2024 | |
Grand China Securities Limited 華業證券有限公司 | RE | 4 | 06 February 2024 | |
Grand China Securities Limited 華業證券有限公司 | RE | 1 | 06 February 2024 | |
Business Securities Limited 東信證券有限公司 | RO | 4 | 14 December 2022 | 19 January 2024 |
Business Securities Limited 東信證券有限公司 | RO | 1 | 14 December 2022 | 19 January 2024 |
Business Securities Limited 東信證券有限公司 | RE | 4 | 15 September 2022 | 14 December 2022 |
Business Securities Limited 東信證券有限公司 | RE | 1 | 15 September 2022 | 14 December 2022 |
Growth Track Asset Management Limited 高富資產管理有限公司 | RO | 9 | 22 June 2017 | 20 April 2022 |
GT Capital Limited 高富金融有限公司 | RO | 4 | 28 December 2015 | 30 June 2022 |
GT Capital Limited 高富金融有限公司 | RO | 1 | 30 June 2015 | 30 June 2022 |
M Securities Limited 雙龍證券有限公司 | RO | 1 | 23 February 2006 | 22 April 2015 |
Nerico Brothers Limited | RO | 9 | 01 April 2003 | 03 February 2006 |
Nerico Brothers Limited | RO | 2 | 01 April 2003 | 03 February 2006 |
Nerico Brothers Limited | RO | 5 | 01 April 2003 | 02 August 2004 |