SFC Licences of YAN King Tang 甄景騰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Grand China Securities Limited 華業證券有限公司 RE 9 06 February 2024
Grand China Securities Limited 華業證券有限公司 RE 4 06 February 2024
Grand China Securities Limited 華業證券有限公司 RE 1 06 February 2024
Business Securities Limited 東信證券有限公司 RO 4 14 December 2022 19 January 2024
Business Securities Limited 東信證券有限公司 RO 1 14 December 2022 19 January 2024
Business Securities Limited 東信證券有限公司 RE 4 15 September 2022 14 December 2022
Business Securities Limited 東信證券有限公司 RE 1 15 September 2022 14 December 2022
Growth Track Asset Management Limited 高富資產管理有限公司 RO 9 22 June 2017 20 April 2022
GT Capital Limited 高富金融有限公司 RO 4 28 December 2015 30 June 2022
GT Capital Limited 高富金融有限公司 RO 1 30 June 2015 30 June 2022
M Securities Limited 雙龍證券有限公司 RO 1 23 February 2006 22 April 2015
Nerico Brothers Limited RO 9 01 April 2003 03 February 2006
Nerico Brothers Limited RO 2 01 April 2003 03 February 2006
Nerico Brothers Limited RO 5 01 April 2003 02 August 2004