SFC Licences of BIRLA Nitin 白耐恬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Heirloom Capital Limited | RO | 9 | 21 May 2021 | |
Heirloom Capital Limited | RO | 4 | 21 May 2021 | |
Carrington Asset Management Limited | RO | 9 | 01 December 2016 | 02 May 2019 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 27 January 2014 | 14 January 2015 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 23 August 2012 | 14 January 2015 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 23 August 2012 | 14 January 2015 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 23 August 2012 | 14 January 2015 |