SFC Licences of LEUNG Yin Wing 梁彥頴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RO 9 26 February 2021
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RO 4 26 February 2021
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RO 1 26 February 2021
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RE 9 12 January 2021 26 February 2021
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RE 4 12 January 2021 26 February 2021
WeGeneral Asset Management Limited 微臣資產管理有限公司 RO 9 20 November 2019 30 November 2020
WeGeneral Asset Management Limited 微臣資產管理有限公司 RO 4 20 November 2019 30 November 2020
Redbridge Global Strategies Limited RO 1 25 April 2019 20 September 2019
Redbridge Global Strategies Limited RO 9 13 December 2018 20 September 2019
Redbridge Global Strategies Limited RO 4 13 December 2018 20 September 2019
Easy Fund Management Company Limited 易昇基金管理有限公司 RO 9 30 October 2017 21 November 2018
Easy Fund Management Company Limited 易昇基金管理有限公司 RO 4 30 October 2017 21 November 2018
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 04 November 2015 20 December 2016
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 02 April 2015 20 December 2016
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 02 April 2015 20 December 2016
KGI Asset Management Limited 凱基資產管理有限公司 RO 4 19 August 2013 20 December 2016
KGI Asset Management Limited 凱基資產管理有限公司 RO 6 19 August 2013 22 November 2016
KGI Asset Management Limited 凱基資產管理有限公司 RO 1 31 May 2013 20 December 2016
KGI Asset Management Limited 凱基資產管理有限公司 RO 9 14 September 2012 20 December 2016
KGI Asset Management Limited 凱基資產管理有限公司 RE 9 21 December 2007 14 September 2012
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 RO 4 01 April 2003 29 November 2013
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 RO 6 01 April 2003 29 November 2013