SFC Licences of CHAN Ming Yan 陳洺胤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Stellar Securities Limited 恆星證券有限公司 RE 1 29 April 2021 28 June 2021
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RO 2 11 February 2020 26 November 2020
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RO 1 11 February 2020 26 November 2020
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RO 5 22 February 2017 26 November 2020
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RO 4 22 April 2016 26 November 2020
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 09 May 2014 22 April 2016
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 09 May 2014 22 April 2016
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 20 December 2005 02 May 2014
Tat Lee Securities Company Limited 達利證券有限公司 RE 1 01 April 2003 01 November 2005
Tat Lee Securities Company Limited 達利證券有限公司 RE 9 01 April 2003 07 October 2004
Tat Lee Securities Company Limited 達利證券有限公司 RE 6 01 April 2003 07 October 2004
Tat Lee Securities Company Limited 達利證券有限公司 RE 4 01 April 2003 07 October 2004