SFC Licences of TSO Yan Yee 曹恩宜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daintree Partners Limited 智立方財富管理有限公司 | RO | 9 | 02 April 2019 | |
| Daintree Partners Limited 智立方財富管理有限公司 | RO | 4 | 02 April 2019 | |
| Daintree Partners Limited 智立方財富管理有限公司 | RO | 1 | 02 April 2019 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 9 | 21 March 2011 | 27 September 2011 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 14 May 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 14 May 2012 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 April 2003 | 06 December 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 April 2003 | 11 February 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 11 February 2004 |