SFC Licences of NG Shing Joe, Kester 吳繩祖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RO | 6 | 20 September 2007 | 04 April 2013 |
| J.P. Morgan Securities (Far East) Limited | RO | 4 | 20 September 2007 | 04 April 2013 |
| J.P. Morgan Securities (Far East) Limited | RO | 1 | 20 September 2007 | 04 April 2013 |
| Merrill Lynch Far East Limited | RE | 6 | 19 May 2005 | 26 May 2006 |
| Merrill Lynch Far East Limited | RE | 4 | 19 May 2005 | 26 May 2006 |
| Merrill Lynch Far East Limited | RE | 1 | 19 May 2005 | 26 May 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 26 May 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 26 May 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 26 May 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |