SFC Licences of YIN Raymond Lei 殷雷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 01 April 2019 | |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 01 April 2019 | |
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 22 March 2019 | |
| Chongyang International Asset Management Limited 重陽國際資產管理有限公司 | RO | 9 | 30 October 2015 | 29 October 2018 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 April 2003 | 28 February 2015 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 01 April 2003 | 13 October 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 01 April 2003 | 13 October 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 01 April 2003 | 13 October 2004 |