SFC Licences of HO Kai Yin, Anthony 何啟賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 RO 9 07 July 2020 23 September 2022
CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 RO 4 07 July 2020 23 September 2022
China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 RO 9 05 February 2018 08 May 2019
China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 RO 4 05 February 2018 08 May 2019
China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 RE 9 29 November 2017 05 February 2018
China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 RE 4 29 November 2017 05 February 2018
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RO 9 07 December 2015 31 May 2017
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RO 4 07 December 2015 31 May 2017
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RO 1 07 December 2015 31 May 2017
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 9 23 October 2015 07 December 2015
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 4 23 October 2015 07 December 2015
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 1 23 October 2015 07 December 2015
CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 RO 9 15 December 2014 22 September 2015
CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 RO 4 15 December 2014 22 September 2015
CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 RO 1 15 December 2014 22 September 2015
CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 RE 9 15 October 2014 15 December 2014
CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 RE 4 15 October 2014 15 December 2014
CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 RE 1 15 October 2014 15 December 2014
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 1 28 March 2013 13 September 2014
JPMorgan Asset Management (Asia Pacific) Limited RE 9 28 March 2013 13 September 2014
JPMorgan Asset Management (Asia Pacific) Limited RE 4 28 March 2013 13 September 2014
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 RO 9 12 October 2009 02 January 2013
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 RO 4 12 October 2009 02 January 2013
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 RE 9 24 September 2009 12 October 2009
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 RE 4 24 September 2009 12 October 2009
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 1 29 January 2009 28 August 2009
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 5 17 July 2006 28 August 2009
FIL Investment Advisors RE 5 17 July 2006 01 January 2009
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 9 01 April 2003 28 August 2009
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 4 01 April 2003 28 August 2009
FIL Investment Advisors RE 4 01 April 2003 01 January 2009
FIL Investment Advisors RE 9 01 April 2003 01 January 2009
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 1 01 April 2003 19 October 2004
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 6 01 April 2003 19 October 2004
FIL Investment Advisors RE 6 01 April 2003 19 October 2004