SFC Licences of LI Kai Keung, Norman 李繼強
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| JS Securities Limited 晉商證券有限公司 | RO | 1 | 20 January 2011 | 31 December 2013 |
| Kaiser KT Capital Limited 嘉信開泰融資有限公司 | RO | 6 | 03 October 2008 | 06 February 2014 |
| IAM Legacy Limited 星安傳承有限公司 | RO | 9 | 21 August 2007 | |
| IAM Legacy Limited 星安傳承有限公司 | RO | 4 | 21 August 2007 | |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RO | 2 | 05 August 2003 | 24 April 2006 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RO | 9 | 05 August 2003 | 24 April 2006 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RO | 4 | 05 August 2003 | 24 April 2006 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 06 June 2003 | 05 August 2003 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RO | 1 | 01 April 2003 | 24 April 2006 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RO | 7 | 01 April 2003 | 11 March 2004 |