SFC Licences of LAU Wai Ming 劉偉明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SPS Commodities Limited 新寶城期貨有限公司 RO 2 26 January 2005 18 December 2023
SPS Investment Services Limited 新寶城投資顧問有限公司 RO 6 26 January 2005 13 April 2018
SPS Investment Services Limited 新寶城投資顧問有限公司 RO 4 26 January 2005
SPS Securities Limited 新寶城證券有限公司 RE 6 25 January 2005 26 January 2005
SPS Securities Limited 新寶城證券有限公司 RE 4 25 January 2005 26 January 2005
SPS Securities Limited 新寶城證券有限公司 RO 6 01 April 2003 25 January 2005
SPS Securities Limited 新寶城證券有限公司 RO 4 01 April 2003 25 January 2005
SPS Investment Services Limited 新寶城投資顧問有限公司 RE 1 01 April 2003 02 October 2003
SPS Securities Limited 新寶城證券有限公司 RO 9 01 April 2003
SPS Securities Limited 新寶城證券有限公司 RO 1 01 April 2003