SFC Licences of LEUNG Siu Mui 梁少梅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 05 November 2008
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 05 November 2008
Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 RE 2 21 February 2004 03 November 2008
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 1 15 September 2003 03 November 2008
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 16 June 2003 10 September 2003
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 16 June 2003 10 September 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 7 01 April 2003 12 June 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 01 April 2003 12 June 2003
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 01 April 2003 12 June 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 6 01 April 2003 10 June 2003
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 5 01 April 2003 10 June 2003
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 9 01 April 2003 10 June 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 4 01 April 2003 10 June 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 9 01 April 2003 10 June 2003