SFC Licences of POON Lung Sang 潘龍生

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
AXA China Region Investment Services Limited 安盛投資服務有限公司	RE	1	16 March 2006	01 November 2007
AXA China Region Investment Services Limited 安盛投資服務有限公司	RE	4	08 September 2005	01 November 2007
FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司	RE	4	05 August 2004	29 June 2005
BOCI Commodities & Futures Limited 中銀國際期貨有限公司	RE	2	19 May 2004	01 June 2004
BOCI Securities Limited 中銀國際證券有限公司	RE	1	19 May 2004	01 June 2004
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	16 April 2004	03 May 2004
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	2	16 April 2004	03 May 2004
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司	RE	4	09 February 2004	03 May 2004
Network Financial Services Limited 萬匯理財策劃有限公司	RE	4	05 June 2003	04 February 2004
Funderstone Futures Limited	RE	9	01 April 2003	17 April 2003
Funderstone Securities Limited	RE	6	01 April 2003	17 April 2003
Funderstone Securities Limited	RE	4	01 April 2003	17 April 2003
Funderstone Securities Limited	RE	1	01 April 2003	17 April 2003
Funderstone Futures Limited	RE	2	01 April 2003	17 April 2003
Funderstone Futures Limited	RE	5	01 April 2003	17 April 2003
Funderstone Securities Limited	RE	9	01 April 2003	17 April 2003