SFC Licences of TSE Yuen Fun 謝苑芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 | RE | 4 | 11 April 2018 | 18 December 2019 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 | RE | 1 | 11 April 2018 | 18 December 2019 |
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 4 | 21 January 2011 | 31 January 2018 |
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 1 | 21 January 2011 | 31 January 2018 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 | RE | 4 | 19 April 2007 | 30 September 2010 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 15 September 2005 | 30 June 2006 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 | RE | 4 | 10 March 2004 | 01 August 2005 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 01 April 2003 | 01 May 2003 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 6 | 01 April 2003 | 01 May 2003 |