SFC Licences of MARTIN Paul
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 31 May 2013 | 31 March 2014 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 19 May 2010 | 31 August 2013 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 15 April 2010 | 31 March 2014 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 15 April 2010 | 31 August 2013 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 | RE | 1 | 26 June 2009 | 02 March 2010 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 16 May 2008 | 27 February 2009 |
| Merrill Lynch Far East Limited | RE | 1 | 19 May 2005 | 27 February 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 27 February 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |