SFC Licences of NG Kwok Chun 伍國俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Gary Cheng Securities Limited 加多利證券有限公司 | RE | 4 | 08 June 2018 | |
Gary Cheng Securities Limited 加多利證券有限公司 | RE | 1 | 08 June 2018 | |
YF Securities Company Limited 怡發證券有限公司 | RE | 1 | 26 September 2014 | 21 October 2016 |
Luen Fat Securities Company Limited 聯發證券有限公司 | RE | 1 | 10 April 2008 | 23 September 2014 |
YF Securities Company Limited 怡發證券有限公司 | RE | 1 | 10 January 2007 | 05 April 2008 |
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 | RE | 1 | 05 June 2003 | 04 January 2007 |
Celestial Finance Limited 時富財務有限公司 | RE | 8 | 01 April 2003 | 12 April 2003 |
Celestial Securities Limited 時富證券有限公司 | RE | 7 | 01 April 2003 | 12 April 2003 |
Celestial Securities Limited 時富證券有限公司 | RE | 6 | 01 April 2003 | 12 April 2003 |
Celestial Securities Limited 時富證券有限公司 | RE | 9 | 01 April 2003 | 12 April 2003 |
Celestial Securities Limited 時富證券有限公司 | RE | 4 | 01 April 2003 | 12 April 2003 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 01 April 2003 | 12 April 2003 |