SFC Licences of LAM Kwong Tim, Spencer 林廣添
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tai Wah Securities Limited 大華證券有限公司 | RO | 9 | 01 April 2003 | 06 November 2003 |
Tai Wah Securities Limited 大華證券有限公司 | RO | 1 | 01 April 2003 | 06 November 2003 |
Tai Wah Securities Limited 大華證券有限公司 | RO | 4 | 01 April 2003 | 06 November 2003 |
Tai Wah Securities Limited 大華證券有限公司 | RO | 6 | 01 April 2003 | 06 November 2003 |