SFC Licences of WONG Kwok Lung 黃國龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 | RE | 1 | 06 October 2023 | |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 4 | 09 May 2023 | 15 September 2023 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 01 February 2010 | 15 September 2023 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 01 February 2010 | 04 August 2022 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 01 April 2003 | 23 January 2010 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 23 January 2010 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 01 April 2003 | 28 April 2004 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 9 | 01 April 2003 | 28 April 2004 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 6 | 01 April 2003 | 11 March 2004 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 7 | 01 April 2003 | 11 March 2004 |