SFC Licences of CHAU Yueh Jen 周日仁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
NNFE International Asset Management Limited 新毅國際資產管理有限公司 RO 9 04 December 2019
NNFE International Asset Management Limited 新毅國際資產管理有限公司 RO 4 04 December 2019
GBR Capital Limited 大灣融通資本有限公司 RO 9 14 March 2018 22 July 2019
GBR Capital Limited 大灣融通資本有限公司 RO 4 14 March 2018 22 July 2019
GBR Capital Limited 大灣融通資本有限公司 RO 1 14 March 2018 22 July 2019
Admiralty Harbour Capital Limited 鐘港資本有限公司 RO 9 11 January 2017 28 February 2018
Admiralty Harbour Capital Limited 鐘港資本有限公司 RO 4 11 January 2017 28 February 2018
Admiralty Harbour Capital Limited 鐘港資本有限公司 RO 1 11 January 2017 28 February 2018
Asia Cornerstone Asset Management Company Limited 亞洲磐海基金有限公司 RO 9 05 March 2015 30 December 2016
BOA International Securities Limited 亞銀國際證券有限公司 RO 1 30 April 2013 26 February 2015
BOA International Securities Limited 亞銀國際證券有限公司 RE 1 17 April 2013 30 April 2013
Halcyon Securities Limited 鎧盛證劵有限公司 RO 1 28 January 2013 18 March 2013
Hong Kong Securities Holdings Limited 香港證券控股有限公司 RO 1 19 March 2012 15 August 2012
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RE 9 10 February 2012 29 February 2012
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RE 4 30 August 2011 29 February 2012
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 4 16 November 2010 23 February 2011
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 1 16 November 2010 23 February 2011
Winco Securities Company Limited 匯濤證券有限公司 RO 1 01 March 2010 31 October 2010
Cheong Lee Securities Limited 昌利證券有限公司 RO 4 29 January 2008 16 January 2010
Cheong Lee Securities Limited 昌利證券有限公司 RO 1 13 November 2007 16 January 2010
Cheong Lee Securities Limited 昌利證券有限公司 RE 1 06 September 2007 13 November 2007
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 03 February 2006 01 August 2007
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 1 01 April 2003 01 August 2007
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 4 01 April 2003 27 May 2004
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 9 01 April 2003 27 May 2004
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 7 01 April 2003 27 May 2004
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 6 01 April 2003 27 May 2004