SFC Licences of MOK Jeanne 莫靜芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 18 September 2009 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 18 September 2009 | |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 02 April 2008 | 05 December 2008 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 02 April 2008 | 05 December 2008 |