SFC Licences of LAU Yik Kwan 劉奕群
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jimei Securities Limited 集美證券有限公司 | RE | 1 | 01 September 2009 | 26 August 2016 |
| Jimei Futures Limited 集美期貨有限公司 | RE | 2 | 01 September 2009 | 05 January 2013 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 15 April 2003 | 29 August 2009 |
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 15 April 2003 | 29 August 2009 |
| Chief Securities Limited 致富證券有限公司 | RE | 9 | 15 April 2003 | 03 May 2005 |
| Chief Securities Limited 致富證券有限公司 | RE | 6 | 15 April 2003 | 14 March 2005 |
| Chief Securities Limited 致富證券有限公司 | RE | 4 | 15 April 2003 | 14 March 2005 |
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 5 | 15 April 2003 | 15 October 2004 |
| Elstone Securities Limited 千里碩證券有限公司 | RE | 4 | 01 April 2003 | 15 April 2003 |
| Elstone Securities Limited 千里碩證券有限公司 | RE | 6 | 01 April 2003 | 15 April 2003 |
| Elstone Securities Limited 千里碩證券有限公司 | RE | 9 | 01 April 2003 | 15 April 2003 |
| Elstone Securities Limited 千里碩證券有限公司 | RE | 1 | 01 April 2003 | 15 April 2003 |
| Topmore Commodities Limited 德盛期貨有限公司 | RE | 5 | 01 April 2003 | 15 April 2003 |
| Topmore Commodities Limited 德盛期貨有限公司 | RE | 9 | 01 April 2003 | 15 April 2003 |
| Topmore Commodities Limited 德盛期貨有限公司 | RE | 2 | 01 April 2003 | 15 April 2003 |