SFC Licences of HO Chu, Manfred 何柱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Research Limited 中銀國際研究有限公司 | RO | 4 | 22 April 2008 | 09 December 2010 |
BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 20 December 2007 | 22 April 2008 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 27 November 2006 | 16 November 2007 |
BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 01 April 2003 | 10 November 2006 |
BOCI Research Limited 中銀國際研究有限公司 | RE | 6 | 01 April 2003 | 18 May 2004 |