SFC Licences of YEUNG Fung Yee, Flora 楊鳳儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 RE 9 26 August 2022
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 26 August 2022
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 26 August 2022
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 26 August 2022
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 13 July 2016 18 July 2022
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RE 9 02 September 2013 18 July 2022
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 4 02 September 2013 18 July 2022
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 02 September 2013 18 July 2022
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 11 July 2011 09 November 2012
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 07 April 2011 09 November 2012
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 9 12 May 2010 11 March 2011
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 1 12 May 2010 11 March 2011