SFC Licences of MAK Ho Yin, Derek 麥淏琂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 25 June 2012 | 15 August 2023 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 16 April 2008 | 13 September 2013 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 01 April 2003 | 01 April 2008 |
Celestial Finance Limited 時富財務有限公司 | RE | 8 | 01 April 2003 | 04 March 2004 |
Celestial Securities Limited 時富證券有限公司 | RE | 9 | 01 April 2003 | 19 February 2004 |
Celestial Securities Limited 時富證券有限公司 | RE | 4 | 01 April 2003 | 19 February 2004 |
Celestial Securities Limited 時富證券有限公司 | RE | 6 | 01 April 2003 | 19 February 2004 |
Celestial Securities Limited 時富證券有限公司 | RE | 7 | 01 April 2003 | 19 February 2004 |