SFC Licences of SHEN Hui 沈輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 22 May 2006 01 August 2007
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 22 May 2006 01 August 2007
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 04 May 2004 09 March 2005
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 04 May 2004 09 March 2005
BOCI Asia Limited 中銀國際亞洲有限公司 RO 1 01 April 2003 01 February 2004
BOCI Asia Limited 中銀國際亞洲有限公司 RO 6 01 April 2003 01 February 2004