SFC Licences of SHEN Hui 沈輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 22 May 2006 | 01 August 2007 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 22 May 2006 | 01 August 2007 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 04 May 2004 | 09 March 2005 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 04 May 2004 | 09 March 2005 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RO | 1 | 01 April 2003 | 01 February 2004 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RO | 6 | 01 April 2003 | 01 February 2004 |