SFC Licences of MACKAY Neil Alexander

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Pyramis Global Advisors (Hong Kong) Limited RO 9 30 October 2013 30 April 2014
Pyramis Global Advisors (Hong Kong) Limited RO 4 30 October 2013 30 April 2014
Pyramis Global Advisors (Hong Kong) Limited RE 1 28 March 2013 01 November 2013
Pyramis Global Advisors (Hong Kong) Limited RE 9 03 August 2012 30 October 2013
Pyramis Global Advisors (Hong Kong) Limited RE 5 03 October 2011 01 November 2013
Pyramis Global Advisors (Hong Kong) Limited RE 4 18 May 2011 30 October 2013
Schroder Investment Management (Hong Kong) Limited RE 9 16 November 2007 30 November 2009
Schroder Investment Management (Hong Kong) Limited RE 4 16 November 2007 30 November 2009
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RE 9 18 November 2005 09 November 2007
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RE 4 18 November 2005 09 November 2007