SFC Licences of LI Shing Yum 李成蔭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 20 May 2011 | 17 September 2011 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 20 May 2011 | 17 September 2011 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 | RE | 1 | 30 August 2010 | 14 May 2011 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 03 February 2010 | 01 August 2010 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 03 February 2010 | 01 August 2010 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 27 June 2005 | 01 September 2009 |
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 10 November 2004 | 01 September 2009 |
| Shun Loong Futures Limited 順隆期貨有限公司 | RE | 2 | 01 April 2003 | 19 January 2004 |
| Shun Loong Futures Limited 順隆期貨有限公司 | RE | 5 | 01 April 2003 | 19 January 2004 |
| Shun Loong Futures Limited 順隆期貨有限公司 | RE | 9 | 01 April 2003 | 19 January 2004 |
| Shun Loong Futures Limited 順隆期貨有限公司 | RE | 7 | 01 April 2003 | 19 January 2004 |