SFC Licences of KONG Yuen Ching 江婉貞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SPS Securities Limited 新寶城證券有限公司 | RE | 1 | 01 April 2003 | 28 April 2023 |
| SPS Commodities Limited 新寶城期貨有限公司 | RO | 2 | 01 April 2003 | 31 December 2019 |
| SPS Commodities Limited 新寶城期貨有限公司 | RO | 9 | 01 April 2003 | 28 December 2004 |
| SPS Commodities Limited 新寶城期貨有限公司 | RO | 5 | 01 April 2003 | 28 December 2004 |
| SPS Securities Limited 新寶城證券有限公司 | RE | 9 | 01 April 2003 | 28 December 2004 |
| SPS Securities Limited 新寶城證券有限公司 | RE | 6 | 01 April 2003 | 28 December 2004 |
| SPS Securities Limited 新寶城證券有限公司 | RE | 4 | 01 April 2003 | 28 December 2004 |