SFC Licences of LAU Wai Kong 劉維剛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 4 | 25 July 2017 | 05 April 2018 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 25 July 2017 | 05 April 2018 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 21 June 2012 | 11 October 2012 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 18 July 2005 | 15 December 2006 |
| FIL Investment Advisors | RE | 4 | 01 April 2003 | 31 August 2004 |
| FIL Investment Advisors | RE | 6 | 01 April 2003 | 31 August 2004 |
| FIL Investment Advisors | RE | 9 | 01 April 2003 | 31 August 2004 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 01 April 2003 | 31 August 2004 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 6 | 01 April 2003 | 31 August 2004 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 01 April 2003 | 31 August 2004 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 01 April 2003 | 31 August 2004 |