SFC Licences of YIM Ka Yee, Joyce 嚴嘉怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Morgan Stanley Hong Kong Securities Limited	RE	2	06 December 2010	28 September 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	02 May 2008	05 September 2013
Morgan Stanley Hong Kong Futures Limited	RE	7	02 May 2008	06 December 2010
Morgan Stanley Hong Kong Futures Limited	RE	2	02 May 2008	06 December 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	27 March 2008	28 September 2018
Morgan Stanley Hong Kong Securities Limited	RE	1	27 March 2008	08 January 2010
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	22 September 2006	28 February 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	14 April 2005	13 September 2006
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	01 April 2003	13 September 2006
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	4	01 April 2003	15 February 2005
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	6	01 April 2003	15 February 2005
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	9	01 April 2003	15 February 2005
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	7	01 April 2003	22 August 2003