SFC Licences of BARTON Richard Jeremy
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 09 November 2009 | 30 November 2012 |
Fox-Pitt, Kelton (Asia) Limited | RE | 1 | 29 September 2008 | 16 October 2009 |
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 20 December 2005 | 18 July 2008 |
HSBC Securities (Asia) Limited | RE | 1 | 22 June 2005 | 14 November 2005 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 15 May 2003 | 01 August 2004 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 7 | 15 May 2003 | 22 March 2004 |