SFC Licences of LEUNG Sze Tien 梁仕天
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
LST Capital Partners Limited | RO | 9 | 25 July 2014 | |
CCB International Securities Limited 建銀國際證券有限公司 | RO | 4 | 18 September 2008 | 01 January 2013 |
CCB International Securities Limited 建銀國際證券有限公司 | RO | 1 | 18 September 2008 | 01 January 2013 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 28 July 2008 | 18 September 2008 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RO | 1 | 13 June 2005 | 01 June 2008 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 6 | 01 April 2003 | 01 June 2008 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 9 | 01 April 2003 | 01 June 2008 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 01 April 2003 | 13 June 2005 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 7 | 01 April 2003 | 09 December 2004 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 01 April 2003 | 09 December 2004 |