SFC Licences of YAU Yim Mui, Samantha 丘艷梅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 30 April 2004 | 21 January 2016 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 01 April 2003 | 02 March 2004 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 01 April 2003 | 02 March 2004 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 01 April 2003 | 02 March 2004 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 7 | 01 April 2003 | 02 March 2004 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 9 | 01 April 2003 | 02 March 2004 |