SFC Licences of LO Kit Ming 盧潔明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CCB International Securities Limited 建銀國際證券有限公司	RE	4	31 March 2022	08 April 2024
CCB International Securities Limited 建銀國際證券有限公司	RE	1	31 March 2022	08 April 2024
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	1	18 January 2011	04 March 2022
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RE	1	28 August 2006	18 December 2010
SBI China Capital Securities Limited 軟庫中華金融證券有限公司	RE	1	13 April 2006	08 August 2006
Instinet Pacific Limited 極訊亞太有限公司	RE	1	01 April 2003	22 November 2005
Instinet Pacific Limited 極訊亞太有限公司	RE	4	01 April 2003	22 November 2005
Instinet Pacific Limited 極訊亞太有限公司	RE	7	01 April 2003	22 November 2005
Instinet Alpha Trading Limited 極訊香港有限公司	RE	1	01 April 2003	22 November 2005
Instinet Alpha Trading Limited 極訊香港有限公司	RE	4	01 April 2003	22 November 2005
Instinet Alpha Trading Limited 極訊香港有限公司	RE	7	01 April 2003	22 November 2005
Instinet Alpha Trading Limited 極訊香港有限公司	RE	6	01 April 2003	23 February 2004
Instinet Alpha Trading Limited 極訊香港有限公司	RE	9	01 April 2003	23 February 2004
Instinet Pacific Limited 極訊亞太有限公司	RE	9	01 April 2003	23 February 2004
Instinet Pacific Limited 極訊亞太有限公司	RE	6	01 April 2003	23 February 2004