SFC Licences of LO Kit Ming 盧潔明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 |
RE | 1, 4 | 31 March 2022 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RE | 1 | 18 January 2011 | 04 March 2022 |
| CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司 |
RE | 1 | 28 August 2006 | 18 December 2010 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RE | 1 | 13 April 2006 | 08 August 2006 |
| Instinet Pacific Limited 極訊亞太有限公司 Instinet Alpha Trading Limited 極訊香港有限公司 |
RE | 1, 4, 7 | 01 April 2003 | 22 November 2005 |
| Instinet Pacific Limited 極訊亞太有限公司 Instinet Alpha Trading Limited 極訊香港有限公司 |
RE | 6, 9 | 01 April 2003 | 23 February 2004 |