SFC Licences of LO Kit Ming 盧潔明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB International Securities Limited 建銀國際證券有限公司
RE 1, 4 31 March 2022
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司
RE 1 18 January 2011 04 March 2022
CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司
RE 1 28 August 2006 18 December 2010
SBI China Capital Securities Limited 軟庫中華金融證券有限公司
RE 1 13 April 2006 08 August 2006
Instinet Pacific Limited 極訊亞太有限公司
Instinet Alpha Trading Limited 極訊香港有限公司
RE 1, 4, 7 01 April 2003 22 November 2005
Instinet Pacific Limited 極訊亞太有限公司
Instinet Alpha Trading Limited 極訊香港有限公司
RE 6, 9 01 April 2003 23 February 2004