SFC Licences of CHOW Wai Kei, Ricky 周瑋琪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Alpha Financial Group Limited 首盛資本集團有限公司 RO 1 06 July 2022
Alpha Financial Group Limited 首盛資本集團有限公司 RE 1 06 May 2022 06 July 2022
Alpha Financial Group Limited 首盛資本集團有限公司 RO 1 06 November 2020 30 September 2021
Alpha Financial Group Limited 首盛資本集團有限公司 RE 1 15 September 2020 06 November 2020
Mainland Asset Management Limited 美聯匯鑫管理有限公司 RO 4 03 September 2019 19 March 2020
Mainland Securities Limited 美聯證券有限公司 RO 1 13 November 2018 19 March 2020
Sunfund Securities Limited 東皓證券有限公司 RO 1 23 January 2017 03 September 2018
Ample Capital Limited 豐盛融資有限公司 RO 4 04 June 2009 30 December 2016
Alpha Financial Group Limited 首盛資本集團有限公司 RO 1 04 June 2009 30 December 2016
Ample Capital Limited 豐盛融資有限公司 RE 6 04 June 2009 30 December 2016
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 4 27 March 2007 23 March 2009
China Everbright Capital Limited 中國光大融資有限公司 RO 4 27 March 2007 23 March 2009
China Everbright Capital Limited 中國光大融資有限公司 RO 1 27 March 2007 23 March 2009
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 1 23 October 2006 23 March 2009
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 6 14 March 2006 23 March 2009
China Everbright Capital Limited 中國光大融資有限公司 RE 6 07 October 2005 23 March 2009
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 14 March 2006 27 March 2007
China Everbright Capital Limited 中國光大融資有限公司 RE 4 07 October 2005 27 March 2007
China Everbright Capital Limited 中國光大融資有限公司 RE 1 07 October 2005 27 March 2007
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 14 March 2006 23 October 2006
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 6 04 August 2004 29 September 2005
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 04 August 2004 29 September 2005
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 21 July 2004 29 September 2005
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 09 December 2003 06 July 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 09 December 2003 06 July 2004
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 1 01 April 2003 04 November 2003
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 4 01 April 2003 30 October 2003
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 6 01 April 2003 30 October 2003
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 7 01 April 2003 30 October 2003
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 9 01 April 2003 30 October 2003